Compliance Officer - Capital Markets

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As a Compliance Officer within this Market Maker, your responsibilities will be:

  • You will confirm that the organization's activities adhere to the regulatory requirements and internal policies;
  • You will analyze and provide insights on both existing and newly introduced regulations to ensure consistent compliance;
  • You will develop and deliver training on relevant local and international compliance policies;
  • You will serve as the firms main point of contact to all regulatory authorities;
  • You will perform assessments and utilize automated tools in order to detect regulatory and trading risks;
  • You will develop a deep understanding of the European regulatory landscape, including regulations such as MiFIR, EMIR, IFD IFR, MAR, and more.

In order to succeed in this role, we ask that you have:

  • 2+ years of experience in a similar compliance role;
  • Experience working with IFD and IFR regulatory reporting standards;
  • Proven experience in a MiFID II investment firm;
  • Experience with performing risk assessments using automated technological tools;
  • Confident and methodical decision maker with the ability to handle multiple projects at once;
  • Fluent in English required, Dutch preferred.

This role will have a month salary in the range of €5500 - €6250 gross per month, depending on knowledge level and experience. Additional benefits will be discussed in further detail throughout the interview process. If you feel as though this is a great opportunity for your career development, then let's get in contact!

How we continue: we will let you know within four working days whether you qualify for the position. We schedule an introductory meeting, via phone, digitally or live. In this interview we inform you as fully as possible about the vacancy, the company and the next steps in the procedure. In consultation with you, we introduce you to our client and then continue to guide you through the application process. The Independent Recruiters Group has a large team of specialized recruiters. Every recruiter has a very strong focus on his own field. This makes them the ideal sparring partner for both the candidate and the client.


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